Part 7 (1/2)
I therefore disagree with the common opinion that a populace in power is unstable, changeable, and ungrateful, and maintain that a populace can be as guilty of this as an individual prince. If one were to accuse both populace and prince of these shortcomings, one would probably be right. But it would be deceiving oneself to accuse the populace and not the prince: because a well-regulated populace that is in power will be stable, prudent, and grateful, just like a prince, or even better than a prince, even if that prince is considered particularly wise. The prince, on the other hand, unchecked by laws, will be more ungrateful, unstable, and imprudent than a populace. The instability of his conduct does not arise from his having a different nature, because all men have the same nature. If there is a greater amount of good, it lies with the populace, because the populace will more or less keep to the laws by which it lives. If we consider the Roman populace, we will see that for four hundred years the people were hostile to the very name of king and championed the glory of the city's common good, and there are a great number of examples that testify to this. If someone were to point out the ingrat.i.tude of the Roman populace toward Scipio, I would respond with the same argument I have already made at length concerning this matter, where the people showed themselves less ungrateful than the princes.147 But in matters of prudence and stability, I propose that a populace is more prudent, more stable, and has better judgment than a prince. It is not without reason that the voice of the people has been compared to the voice of G.o.d. One sees public opinion making surprising prognostications, so that it seems that the populace, as if by some hidden skill, can foresee their good and bad fortune. As for judging things, it is rare that a populace hearing two orators of equal skill arguing for opposing sides will not understand the truth it is hearing and choose the better side. And if the people err in matters of action that are bold or appear to be useful, as I have already discussed, a prince will often be misled by his own pa.s.sions, which are more numerous than those of the populace.
We also see that in the appointment of magistrates the populace will make far better choices than a prince, nor can one ever persuade a populace that it is good to elect a wicked man with corrupt ways to public office. This is something a prince can easily be persuaded to do in a thousand ways. We also see that when a populace begin to detest something, they can do so for many centuries. This does not happen with princes. In both these matters I would like the Roman populace to suffice as example: In so many elections of consuls and tribunes over the centuries, they did not make four choices that they had cause to repent. And the populace had, as I have said, so much hatred for the name of king that no citizen, however meritorious, who aspired to that name could avoid the deserved punishment. We also see that states ruled by the populace are able to expand their territories quite remarkably in the shortest period, much more so than states that have always been under a prince. Rome proved to be such a state after the expulsion of its king, as was Athens after it freed itself from Pisistratus. This can mean only that a government of the populace is better than that of a prince. Nor do I want all that Livy says in the pa.s.sage I have cited, or in any other, to be set against my argument, because if we compare all the disorder caused by the populace with all the disorder caused by princes, and all the glories of the populace with all those of princes, we will see that the populace is far superior in goodness and glory. And if princes are superior to the populace in establis.h.i.+ng laws, creating civic orders, and organizing statutes and new inst.i.tutions, the populace has been so much superior in maintaining inst.i.tutions in an orderly way, that without doubt they add to the glory of those who established them.
Finally, in conclusion, I propose that the states of princes have endured for a long time, as have republics, and that both the one and the other have had to be regulated by laws: A prince who can do as he pleases will prove himself mad, just as a populace who can do as they please will prove themselves unwise. Therefore, if one looks at a prince and a populace who are bound by laws, one will see that there is more skill in the populace than in the prince. If one looks at a prince and a populace who are not bound by laws, one will see fewer mistakes in the populace than in the prince, and these will be less serious and easier to resolve. A good man can speak to an unruly and riotous mult.i.tude and easily set it on the right path, but there is no one who can speak to an evil prince, nor is there any other remedy than the blade of a knife. From which one can a.s.sess the gravity of the populace's or the prince's disorder: To cure that of the populace one needs only words, while to cure that of the prince requires a blade-and here one can only conclude that where one needs a more incisive cure, there are greater ills.
When the people are completely unchecked by laws, their foolish acts are not feared, nor is one afraid of any present evil, but rather of the evil that might arise, since so much confusion can bring forth a tyrant. But with evil princes the opposite happens: One fears the present evil and has hope for the future, since men persuade themselves that the prince's evil life can give rise to liberty. Hence you can see the difference between the one and the other as a difference between the things that are and the things that will be. The cruelty of the populace is directed against those who the populace fears will seize public property, while the cruelty of the prince is directed against those he fears will take his property. But the bad opinion one has of the populace arises because, even while it is in power, everyone will speak badly about it quite openly, without fear of reprisal, while of princes one always speaks with a thousand fears and a thousand cautions.
144. Machiavelli is quoting Livy (Book VI, chapter 20) in Latin: Machiavelli is quoting Livy (Book VI, chapter 20) in Latin: Populum brevi, posteaquam ab eo periculum nullum erat, desiderium eius tenuit Populum brevi, posteaquam ab eo periculum nullum erat, desiderium eius tenuit.145. Machiavelli is quoting Livy (Book XXIV, chapter 25) in Latin: Machiavelli is quoting Livy (Book XXIV, chapter 25) in Latin: Haec natura mult.i.tudinis est: aut humiliter servit, aut superbe dominatur. Haec natura mult.i.tudinis est: aut humiliter servit, aut superbe dominatur.146. In a drunken fit, Alexander the Great killed Cleitus, one of his foremost commanders, after which he was inconsolable. King Herod had his wife Mariamne put to death in a fit of jealousy. In a drunken fit, Alexander the Great killed Cleitus, one of his foremost commanders, after which he was inconsolable. King Herod had his wife Mariamne put to death in a fit of jealousy.147. See chapter 29 above, t.i.tled ”On Who Is More Ungrateful, a Populace or a Prince,” and also chapter 30. See chapter 29 above, t.i.tled ”On Who Is More Ungrateful, a Populace or a Prince,” and also chapter 30.
BOOK II.
PREFACE.
Men praise the old times and find fault with the present, though not always with justification. They so admire things of the past that they esteem not only what they have come to know through accounts that historians have left us, but also the times that they as old men remember from their youth. When their opinion is flawed-as it is more often than not-I feel certain that this happens for a number of reasons. The first reason, in my view, is that no one knows the whole truth about the past, since in most cases incidents that would have brought disgrace upon earlier times have been concealed, while glorious incidents are rendered fully and are described as having been quite magnificent. This is because most historians bow to the fortunes of conquerors, and in order to make their victories glorious they aggrandize not only what the conquerors have skillfully achieved but also the exploits of the enemy, so that anyone born later, either in the land that was victorious or the land that was defeated, has reason to marvel at those men and those times and is compelled to admire and praise them.
Furthermore, men hate either from fear or from envy. Consequently, two most compelling reasons for hating things of the past are eliminated: Things of the past cannot harm you, nor is there any cause to envy them. Yet the opposite is true of things you can see, or in which you are involved. As these things are not in any way hidden from you, you can understand them fully and can discern precisely what you like as well as many things you dislike. As a result, you judge these things inferior to those of the past, even if in fact the things of the present deserve far more fame and glory. I do not mean matters concerning the arts, which are so brilliantly clear that time cannot diminish their glory or give them more glory than they deserve, but matters connected to life and customs, in which one cannot see such clear testimony.
I would like to point out, however, that though men tend to praise the past and find fault with the present, they are not always wrong to do so. Sometimes it is necessary for us to arrive at such a judgment, as human affairs are always in motion and will consequently either rise or fall. We see a city or country founded with a vital political order by an excellent man, and see it continue to develop toward the better, for a time, through the skill of its founder. Anyone who is born in such a land and praises ancient more than modern times is deceiving himself, which is caused by the issues that I pointed out above. But men born later in that city or country, during the period of its decline, do not deceive themselves.
As I contemplate how these things develop, I judge the world as having always been in the same condition: that there has always been as much good as evil, with the good and evil varying from country to country. We can see this from what we know of ancient kingdoms that differed from one another because of the variety of their customs, while the world remained the same. The only thing different in those times was that the world initially channeled all its resourcefulness first into a.s.syria, then into the land of the Medes, and then Persia, until it reached Italy and Rome. After imperial Rome, no empire has lasted, nor has there been a single place where the world has channeled all its resourcefulness, and yet this resourcefulness can be seen scattered among many nations where men lived worthily. This was true of the kingdom of the Franks, the Turks, the Mamluk sultans of Egypt, and today the peoples of Germany, and before them in the Saracen sect that accomplished such great feats and occupied so much of the world that it destroyed the Eastern Roman Empire.148 Thus, after the Romans came to ruin, this resourcefulness continued in all these countries and sects, and still exists in some of them, where it is cherished and much prized. Whoever is born in these lands and praises the past more than the present may be deceiving himself. But whoever is born in Italy or Greece and has not joined the foreign invaders (if he is Italian) or turned Turk (if he is Greek) has reason to blame his own times and praise the past. The past could boast of much that was admirable, while the present has nothing that can raise it out of the greatest misery, infamy, and shame, with no observance of religion, laws, or military traditions, and stained by every kind of filth. These vices are all the more detestable when they are found in men who sit as judges, command others, and strive to be honored. Thus, after the Romans came to ruin, this resourcefulness continued in all these countries and sects, and still exists in some of them, where it is cherished and much prized. Whoever is born in these lands and praises the past more than the present may be deceiving himself. But whoever is born in Italy or Greece and has not joined the foreign invaders (if he is Italian) or turned Turk (if he is Greek) has reason to blame his own times and praise the past. The past could boast of much that was admirable, while the present has nothing that can raise it out of the greatest misery, infamy, and shame, with no observance of religion, laws, or military traditions, and stained by every kind of filth. These vices are all the more detestable when they are found in men who sit as judges, command others, and strive to be honored.
But to return to our argument: If the judgment of men is distorted in a.s.sessing whether the present or the past is superior, it is because men cannot know the past as well as they know the present, owing to the pa.s.sage of time. Old men, too, should not let their judgment be distorted when they compare the days of their youth with those of their old age, even though they have in fact seen and experienced both. Such a comparison would be sound if a man's judgment and desires were the same throughout his life, but as these vary, even if the times do not, the times cannot appear the same to a man when in old age he has different desires, pleasures, and considerations than he did in his youth. As men grow old, they lose strength but gain in judgment and prudence, so it is unavoidable that what appeared bearable and good when they were young later becomes unbearable and bad. In this they ought to blame their judgment, but instead they blame the times. Furthermore, human appet.i.tes are insatiable because nature gives us the ability and the will to desire everything, while Fortune gives us the ability to acquire only little. The result is continuous discontent in the minds of men, and dissatisfaction with the things that they possess. This leads them to blame the present, praise the past, and long for the future, even though they have no reasonable grounds for doing so.
Consequently, if in these Discourses Discourses I praise the times of ancient Rome too highly and find fault with our times, I do not know whether I deserve to be numbered among those who deceive themselves. Without doubt, if the worthiness that held sway then and the vice that holds sway now were not clearer than the sun, I would speak more cautiously for fear of being duped in the same way as those I have just blamed. But as the matter is so clear to whoever considers it, I shall be bold and say openly what I understand of past and present times, so that the minds of the young who will read my work can avoid the mistakes of our times and be prepared to imitate ancient times whenever Fortune gives them the opportunity. For it is the duty of a good man to teach others the goodness that, because of Fortune and the malignity of the times, he himself has not been able to achieve; among the many who are capable of good actions, those more favored by heaven might be able to accomplish them. In the previous book I spoke of the Romans' decisions concerning the internal affairs of their city; in this book I shall speak of the decisions that the people of Rome made concerning the expansion of their empire. I praise the times of ancient Rome too highly and find fault with our times, I do not know whether I deserve to be numbered among those who deceive themselves. Without doubt, if the worthiness that held sway then and the vice that holds sway now were not clearer than the sun, I would speak more cautiously for fear of being duped in the same way as those I have just blamed. But as the matter is so clear to whoever considers it, I shall be bold and say openly what I understand of past and present times, so that the minds of the young who will read my work can avoid the mistakes of our times and be prepared to imitate ancient times whenever Fortune gives them the opportunity. For it is the duty of a good man to teach others the goodness that, because of Fortune and the malignity of the times, he himself has not been able to achieve; among the many who are capable of good actions, those more favored by heaven might be able to accomplish them. In the previous book I spoke of the Romans' decisions concerning the internal affairs of their city; in this book I shall speak of the decisions that the people of Rome made concerning the expansion of their empire.
148. Saracen sect: the Muslim Ottoman Turks who invaded and ultimately destroyed the Eastern Roman (Byzantine) Empire. Saracen sect: the Muslim Ottoman Turks who invaded and ultimately destroyed the Eastern Roman (Byzantine) Empire.
CHAPTER ONE.
ON WHETHER THE EMPIRE THE R ROMANS ACQUIRED WAS A RESULT OF SKILL OR OF F FORTUNE.
Many have been of the opinion-among them Plutarch, a writer of great importance-that in acquiring its empire the Roman populace was favored more by Fortune than by skill.149 One of Plutarch's arguments is that the Romans plainly attributed all their victories to Fortune, since they built more temples to Fortune than to any other deity. It seems that Livy was of the same opinion, because he rarely has a Roman speak of skill without adding to it the role that Fortune played. I, however, reject this view entirely, as I do not believe it can be sustained. If no republic was as successful in expanding its territories as Rome, this is because there has never been a republic better organized than Rome to accomplish such expansion. It is the skill of Rome's armies that enabled it to acquire its empire, while the organization and procedures established by Rome's founder enabled it to maintain what it acquired, as I shall discuss later in greater detail. One of Plutarch's arguments is that the Romans plainly attributed all their victories to Fortune, since they built more temples to Fortune than to any other deity. It seems that Livy was of the same opinion, because he rarely has a Roman speak of skill without adding to it the role that Fortune played. I, however, reject this view entirely, as I do not believe it can be sustained. If no republic was as successful in expanding its territories as Rome, this is because there has never been a republic better organized than Rome to accomplish such expansion. It is the skill of Rome's armies that enabled it to acquire its empire, while the organization and procedures established by Rome's founder enabled it to maintain what it acquired, as I shall discuss later in greater detail.
The historians claim that if Rome never fought two major wars at the same time, it was due to Fortune, not to the skill of its populace. The Romans did not fight a war against the Latins before the Romans crushed the Samnites so totally that they then had to wage a war to defend them.150 The Romans did not have to fight the Etruscans until they had subjugated the Latins and almost entirely crushed the Samnites. If two of these powers had joined forces when they were whole and strong, one could easily imagine them destroying Rome. Be that as it may, it never came about that the Romans had to fight two major wars at the same time: In fact, it always seemed that when one war began, another ended, and when one war ended, another began. This is clear from the sequence of the wars they fought, because if we set aside the wars before Rome was taken by the Gauls, The Romans did not have to fight the Etruscans until they had subjugated the Latins and almost entirely crushed the Samnites. If two of these powers had joined forces when they were whole and strong, one could easily imagine them destroying Rome. Be that as it may, it never came about that the Romans had to fight two major wars at the same time: In fact, it always seemed that when one war began, another ended, and when one war ended, another began. This is clear from the sequence of the wars they fought, because if we set aside the wars before Rome was taken by the Gauls,151 we see that while the Romans battled the Aequi and the Volsci, no other state waged a war against the Romans while the Aequi and the Volsci were still powerful. It was only after Rome was victorious that the war against the Samnites began, we see that while the Romans battled the Aequi and the Volsci, no other state waged a war against the Romans while the Aequi and the Volsci were still powerful. It was only after Rome was victorious that the war against the Samnites began,152 and though the Latins rebelled against the new Roman dominion before the Samnite War was over, by the time the rebellion took place the Samnites had already allied themselves with Rome, which then used Samnite soldiers to curb the Latins' insolence. and though the Latins rebelled against the new Roman dominion before the Samnite War was over, by the time the rebellion took place the Samnites had already allied themselves with Rome, which then used Samnite soldiers to curb the Latins' insolence.153 Once the Latins were crushed, the Samnite War resurged, Once the Latins were crushed, the Samnite War resurged,154 and after the Samnites were beaten by constant routs, the war against the Etruscans began. When this war was over, the Samnites rose again when King Pyrrhus arrived in Italy and after the Samnites were beaten by constant routs, the war against the Etruscans began. When this war was over, the Samnites rose again when King Pyrrhus arrived in Italy155 After King Pyrrhus was repulsed and sent back to Greece, the Romans initiated their first war against the Carthaginians, a war that had barely ended when all the Gauls, from both sides of the Alps, conspired against the Romans until they were finally defeated after a great ma.s.sacre between Popolonia and Pisa, where today the tower of San Vincenti stands. After King Pyrrhus was repulsed and sent back to Greece, the Romans initiated their first war against the Carthaginians, a war that had barely ended when all the Gauls, from both sides of the Alps, conspired against the Romans until they were finally defeated after a great ma.s.sacre between Popolonia and Pisa, where today the tower of San Vincenti stands.
Once this war was over, for the next twenty years there were wars of minor importance, because the Romans fought only the Ligurians and whatever Gauls were left in Lombardy This period continued until the beginning of the Second Punic War, which kept Italy engaged for sixteen years. When the Punic War ended with supreme glory for Rome, the Macedonian War began, and when that war ended there was another with Antiochus and Asia.156 After this victory there was no prince or republic in all the world who could oppose the Roman forces, alone or in joint effort. After this victory there was no prince or republic in all the world who could oppose the Roman forces, alone or in joint effort.
Yet even before this last victory, anyone who considers the sequence of these wars and how they were conducted will see great skill and wisdom linked with Fortune. The reason for this good fortune is quite clear, because it is most certain that when a prince or populace reaches such powerful standing that all neighboring princes or populaces are afraid of attacking them individually and of being attacked by them, it is inevitable that no one will a.s.sault them unless they are forced to do so. The powerful prince or republic can choose what neighbor to engage in battle while attentively calming the others, who can be a.s.suaged easily enough because of their deference to power and the deceptiveness of the methods used to a.s.suage them. Other states that are more distant and do not have much contact with the powerful prince or republic will regard the matter as far off and of little concern. These distant states will continue in their mistaken view until the blaze of war reaches them. By that time their only means of extinguis.h.i.+ng it will be with their own forces, which will no longer be sufficient, as the enemy will have become too powerful.
I would like to pa.s.s over how the Samnites stood by and watched the Romans conquer the Volsci and the Aequi, and, in order not to be too long-winded, will begin with the Carthaginians, who, in the days when the Romans were battling the Samnites and the Etruscans, were very powerful and greatly revered, as Carthage already held all of Africa, Sardinia, and Sicily and parts of Spain. Carthage, because of its power and its distance from the provinces of Rome, never sought to attack the Romans or come to the aid of the Samnites or the Etruscans. The Carthaginians, in fact, acted as one does when everything is progressing in one's favor, even forming alliances with the Romans. Nor did they realize their mistake until the Romans had subjugated all the territories between the Roman provinces and those of Carthage and began fighting Carthage for its possessions in Sicily and Spain. The Carthaginians fell into the same trap as had the Gauls, Philip of Mace-don, and Antiochus, who had all been convinced that the Romans would be vanquished by one of the others, and that they themselves would have ample time to defend themselves from the Romans through either peace or war. Hence I believe that the Romans' good fortune in this matter is of the kind that any prince would have who proceeds as they did and is as skillful as they were.
Here I would have liked to discuss the ways the Romans had of entering the territories of others, had I not discussed this at great length in my treatise on princ.i.p.alities.157 So I will say only that in new territories, the Romans always did their best to have allies who could serve as a door or ladder enabling them to enter and retain these territories. We see that the Romans entered Samnium with the help of the Campanians, and Etruria with the help of the Camertines; the Mamertines helped them enter Sicily, the Saguntines Spain, the Ma.s.sinissa Africa, the Aetolians Greece; Eumenes and other princes helped Rome enter Asia, and the Ma.s.silienses and the Aedui helped them enter Gaul. The Romans never lacked this kind of support, which facilitated their campaigns and helped them acquire and keep new provinces. States that follow the Roman example will find they need Fortune less than states that do not. To clarify how skill more than Fortune can lead a state to such an empire, we will discuss in the following chapter the character of the peoples whom the Romans engaged in battle, and how determined these peoples were in defending their liberty. So I will say only that in new territories, the Romans always did their best to have allies who could serve as a door or ladder enabling them to enter and retain these territories. We see that the Romans entered Samnium with the help of the Campanians, and Etruria with the help of the Camertines; the Mamertines helped them enter Sicily, the Saguntines Spain, the Ma.s.sinissa Africa, the Aetolians Greece; Eumenes and other princes helped Rome enter Asia, and the Ma.s.silienses and the Aedui helped them enter Gaul. The Romans never lacked this kind of support, which facilitated their campaigns and helped them acquire and keep new provinces. States that follow the Roman example will find they need Fortune less than states that do not. To clarify how skill more than Fortune can lead a state to such an empire, we will discuss in the following chapter the character of the peoples whom the Romans engaged in battle, and how determined these peoples were in defending their liberty.
149. Plutarch writes in Plutarch writes in De fortuna Romanorum De fortuna Romanorum, chapter 11: ”The smooth course of events, and Rome's swift expansion and progress to supreme power, proves to all who weigh this matter that Rome's rule did not arise from the toils and tactics of man but was sped on by divine escort and the winds of Fortune.”150. The Samnites were a group of tribes of the southern Apennines who united to repel Roman expansion. The Samnites were a group of tribes of the southern Apennines who united to repel Roman expansion.151. The Gauls sacked Rome in 390 The Gauls sacked Rome in 390 BCE BCE. The Aequi, an Italic people hostile to Rome, were repulsed by the Romans in 431, but not entirely subdued until the end of the Second Samnite War (304 BCE BCE).152. The First Samnite War was fought from 343 to 341 The First Samnite War was fought from 343 to 341 BCE BCE.153. The Romans and the Samnites fought the Latins between 340 and 338 The Romans and the Samnites fought the Latins between 340 and 338 BCE BCE.154. The Second Samnite War (326304 The Second Samnite War (326304 BCE BCE).155. In 281 In 281 BCE BCE the Samnites asked Pyrrhus, King of Epirus, for a.s.sistance against Rome. He crossed to Italy with some twenty-five thousand men, and won a series of costly victories against the Romans. In 275, however, he suffered heavy losses in the Battle of Beneventum and returned to Epirus. the Samnites asked Pyrrhus, King of Epirus, for a.s.sistance against Rome. He crossed to Italy with some twenty-five thousand men, and won a series of costly victories against the Romans. In 275, however, he suffered heavy losses in the Battle of Beneventum and returned to Epirus.156. The Second Macedonian War, 200196 The Second Macedonian War, 200196 BCE BCE, and the war against Antiochus the Great of the h.e.l.lenistic Syrian Empire.157. Machiavelli is referring to Machiavelli is referring to The Prince The Prince, chapters 3 and 5.